RegulatorsMedium心

The Securities and Futures Commission (SFC) is the core regulatory body for the securities and futures markets in Hong Kong, primarily responsible for regulating securities, futures, asset management, investment advisory, funds, and related financial market participants. The SFC maintains the fairness, transparency, and investor protection of Hong Kong's financial markets through a licensing system, market surveillance, enforcement actions, and public record inquiry mechanisms, making it one of the most recognized financial regulatory bodies in Asia.

The Financial Services Agency (FSA) is the core institution of the Japanese government responsible for financial regulation, primarily overseeing banks, securities, insurance, financial product trading businesses, investment advisors, investment management companies, money transfer service providers, cryptocurrency exchange operators, and related financial market participants. It is one of the most recognized financial regulatory agencies in the Asia region.