RegulatorsMedium心

The Australian Securities and Investments Commission (ASIC) is Australia's primary regulator for companies, financial markets, financial services, and consumer credit, responsible for maintaining the transparency of the Australian financial system, market order, and investor protection. ASIC's regulatory scope covers financial service providers, investment advisors, fund management, securities and derivatives business, credit services, and related market participants, making it one of the most recognized financial regulatory bodies in the Asia-Pacific region.

The Financial Markets Authority (FMA) is the principal conduct regulator for New Zealand's financial markets, responsible for regulating and supervising financial service providers, securities market participants, investment management firms, financial advisors, fund products, derivatives issuers, and related financial market entities. The FMA promotes a fair, efficient, and transparent operation of New Zealand's financial markets through licensing, supervision, enforcement, market conduct regulation, and investor education mechanisms, enhancing trust among investors and consumers in the financial markets.